0001140361-17-037113.txt : 20171002 0001140361-17-037113.hdr.sgml : 20171002 20171002162026 ACCESSION NUMBER: 0001140361-17-037113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170928 FILED AS OF DATE: 20171002 DATE AS OF CHANGE: 20171002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRIMAN RONALD CENTRAL INDEX KEY: 0001254762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 171114728 MAIL ADDRESS: STREET 1: 6175 NANCY RIDGE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 43 LONDON WALL CITY: LONDON STATE: X0 ZIP: EC2M 5TF BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2017-09-28 0 0000077360 PENTAIR plc PNR 0001254762 MERRIMAN RONALD 5500 WAYZATA BLVD., SUITE 600 GOLDEN VALLEY MN 55416 1 0 0 0 Common Shares 2017-09-28 4 M 0 5200 24.78 A 21538 D Common Shares 2017-09-28 4 S 0 5200 67 D 16338 D Common Shares - Deferral Plan 305.472 I Plan Agent Nonqualified Stock Option (right to buy) 24.78 2017-09-28 4 M 0 5200 0 D 2019-01-02 Common Shares 5200 0 D Phantom Stock Units (Deferred Compensation) Common Shares 124.591 124.591 I Plan Agent The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). The options are vested and exercisable. Phantom stock units convert into common shares on a one-for-one basis. Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election. /s/ John K. Wilson, Attorney-in-Fact for Ronald Merriman 2017-10-02