0001140361-17-037113.txt : 20171002
0001140361-17-037113.hdr.sgml : 20171002
20171002162026
ACCESSION NUMBER: 0001140361-17-037113
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170928
FILED AS OF DATE: 20171002
DATE AS OF CHANGE: 20171002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MERRIMAN RONALD
CENTRAL INDEX KEY: 0001254762
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 171114728
MAIL ADDRESS:
STREET 1: 6175 NANCY RIDGE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR plc
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 43 LONDON WALL
CITY: LONDON
STATE: X0
ZIP: EC2M 5TF
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR LTD
DATE OF NAME CHANGE: 20121003
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
4
1
doc1.xml
FORM 4
X0306
4
2017-09-28
0
0000077360
PENTAIR plc
PNR
0001254762
MERRIMAN RONALD
5500 WAYZATA BLVD., SUITE 600
GOLDEN VALLEY
MN
55416
1
0
0
0
Common Shares
2017-09-28
4
M
0
5200
24.78
A
21538
D
Common Shares
2017-09-28
4
S
0
5200
67
D
16338
D
Common Shares - Deferral Plan
305.472
I
Plan Agent
Nonqualified Stock Option (right to buy)
24.78
2017-09-28
4
M
0
5200
0
D
2019-01-02
Common Shares
5200
0
D
Phantom Stock Units (Deferred Compensation)
Common Shares
124.591
124.591
I
Plan Agent
The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
The options are vested and exercisable.
Phantom stock units convert into common shares on a one-for-one basis.
Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election.
/s/ John K. Wilson, Attorney-in-Fact for Ronald Merriman
2017-10-02