0001246360-17-000657.txt : 20170214 0001246360-17-000657.hdr.sgml : 20170214 20170214212128 ACCESSION NUMBER: 0001246360-17-000657 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170211 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC. CENTRAL INDEX KEY: 0000766421 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 911292054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 206-392-5040 MAIL ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA AIR GROUP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVINE KYLE B CENTRAL INDEX KEY: 0001663200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08957 FILM NUMBER: 17612706 MAIL ADDRESS: STREET 1: ALASKA AIR GROUP, INC. STREET 2: 19300 INTERNATIONAL BLVD CITY: SEATTLE STATE: WA ZIP: 98188 4 1 form.xml PRIMARY DOCUMENT X0306 4 2017-02-11 false 0000766421 ALASKA AIR GROUP, INC. ALK 0001663200 LEVINE KYLE B ALASKA AIR GROUP, INC. 19300 INTERNATIONAL BLVD SEATTLE WA 98188 false true false false VP LEGAL COMMON STOCK ESPP 39 D COMMON STOCK 2017-02-11 4 A false 4140 0 A 5843 D RESTRICTED STOCK UNIT 2017-02-11 4 J false 4140 0 D 1380 D COMMON STOCK 2017-02-11 4 F false 1133 97.35 D 4710 D COMMON STOCK 2017-02-13 4 S false 1703 97.6542 D 3007 D SHARES ACQUIRED UNDER ALASKA AIR GROUP'S 2010 EMPLOYEE STOCK PURCHASE PLAN THAT ARE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c). COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS AWARDED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. FULLY VESTED RESTRICTED STOCK UNITS ISSUED IN ALASKA AIR GROUP COMMON STOCK. COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS. PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE. /S/ JEANNE E. GAMMON, ATTORNEY IN FACT FOR KYLE B. LEVINE 2017-02-14