0001225208-18-001421.txt : 20180124 0001225208-18-001421.hdr.sgml : 20180124 20180124151339 ACCESSION NUMBER: 0001225208-18-001421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180123 FILED AS OF DATE: 20180124 DATE AS OF CHANGE: 20180124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matthews Dwayne CENTRAL INDEX KEY: 0001524676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01063 FILM NUMBER: 18544987 MAIL ADDRESS: STREET 1: 1905 STONEGATE DRIVE CITY: PARIS STATE: TN ZIP: 38242 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DANA INC CENTRAL INDEX KEY: 0000026780 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 261531856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3939 TECHNOLOGY DRIVE CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 419-887-3000 MAIL ADDRESS: STREET 1: PO BOX 1000 CITY: MAUMEE STATE: OH ZIP: 43537 FORMER COMPANY: FORMER CONFORMED NAME: DANA HOLDING CORP DATE OF NAME CHANGE: 20080129 FORMER COMPANY: FORMER CONFORMED NAME: DANA CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2018-01-23 0000026780 DANA INC DAN 0001524676 Matthews Dwayne 3939 TECHNOLOGY DRIVE MAUMEE OH 43537 1 Pres - Power Technologies Grp Common Stock, par value $0.01 2018-01-23 4 M 0 22512.0000 0.0000 A 65267.0000 D Common Stock, par value $0.01 2018-01-23 4 M 0 5763.0000 0.0000 A 71030.0000 D Common Stock, par value $0.01 2018-01-23 4 M 0 4969.0000 0.0000 A 75999.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 100.0000 33.2650 D 75899.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 100.0000 33.2550 D 75799.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 100.0000 33.2450 D 75699.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 100.0000 33.2350 D 75599.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 100.0000 33.2300 D 75499.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 100.0000 33.2280 D 75399.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 100.0000 33.2180 D 75299.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 162.0000 33.2300 D 75137.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 400.0000 33.2150 D 74737.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 920.0000 33.2400 D 73817.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 1026.0000 33.2250 D 72791.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 1520.0000 33.2500 D 71271.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 1653.0000 33.2000 D 69618.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 2329.0000 33.2300 D 67289.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 2400.0000 33.2100 D 64889.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 2433.0000 33.2200 D 62456.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 2507.0000 33.2400 D 59949.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 2894.0000 33.2600 D 57055.0000 D Common Stock, par value $0.01 2018-01-23 4 S 0 14300.0000 33.2050 D 42755.0000 D Stock Option - Right to Buy 15.9600 2018-01-23 4 M 0 22512.0000 0.0000 D 2013-02-21 2022-02-21 Common Stock, par value $0.01 22512.0000 0.0000 D Stock Option - Right to Buy 17.8000 2018-01-23 4 M 0 4969.0000 0.0000 D 2012-02-23 2021-02-23 Common Stock, par value $0.01 4969.0000 0.0000 D Stock Option - Right to Buy 11.2700 2018-01-23 4 M 0 5763.0000 0.0000 D 2011-03-02 2020-03-02 Common Stock, par value $0.01 5763.0000 0.0000 D Stock options granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant. /s/ Robert W. Spencer Jr. on behalf of Dwayne Matthews 2018-01-24