0001209191-17-021087.txt : 20170316 0001209191-17-021087.hdr.sgml : 20170316 20170316161715 ACCESSION NUMBER: 0001209191-17-021087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170314 FILED AS OF DATE: 20170316 DATE AS OF CHANGE: 20170316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RingCentral Inc CENTRAL INDEX KEY: 0001384905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-472-4100 MAIL ADDRESS: STREET 1: 20 DAVIS DRIVE CITY: BELMONT STATE: CA ZIP: 94002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marlow John H CENTRAL INDEX KEY: 0001586695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36089 FILM NUMBER: 17694713 MAIL ADDRESS: STREET 1: C/O RINGCENTRAL, INC STREET 2: 1400 FASHION ISLAND BLVD, 7TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-14 0 0001384905 RingCentral Inc RNG 0001586695 Marlow John H C/O RINGCENTRAL, INC. 20 DAVIS DRIVE BELMONT CA 94002 0 1 0 0 SVP, CAO & General Counsel Class A Common Stock 2017-03-14 4 C 0 3000 0.00 A 139007 D Class A Common Stock 2017-03-14 4 S 0 3000 26.50 D 136007 D Class A Common Stock 2017-03-15 4 C 0 3000 0.00 A 139007 D Class A Common Stock 2017-03-15 4 S 0 3000 26.50 D 136007 D Stock options (right to buy) 0.99 2017-03-14 4 M 0 3000 0.00 D 2019-02-13 Class B Common Stock 3000 98789 D Class B Common Stock 2017-03-14 4 M 0 3000 0.00 A Class A Common Stock 3000 341334 D Class B Common Stock 2017-03-14 4 C 0 3000 0.00 D Class A Common Stock 3000 338334 D Stock options (right to buy) 0.99 2017-03-15 4 M 0 3000 0.00 D 2019-02-13 Class B Common Stock 3000 95789 D Class B Common Stock 2017-03-15 4 M 0 3000 0.00 A Class A Common Stock 3000 341334 D Class B Common Stock 2017-03-15 4 C 0 3000 0.00 D Class A Common Stock 3000 338334 D Class B Common Stock Class A Common Stock 12500 12500 I By Trust Class B Common Stock Class A Common Stock 12500 12500 I By Trust Each Share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2016. Options are fully vested and exercisable. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation. Shares held in a trust for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of this trust. /s/ Bruce P. Johnson, Attorney-in-fact for John H. Marlow 2017-03-16