0001437749-17-002802.txt : 20170217
0001437749-17-002802.hdr.sgml : 20170217
20170217191835
ACCESSION NUMBER: 0001437749-17-002802
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170216
FILED AS OF DATE: 20170217
DATE AS OF CHANGE: 20170217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP
CENTRAL INDEX KEY: 0000861842
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 954274680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 N BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
BUSINESS PHONE: 2136254700
MAIL ADDRESS:
STREET 1: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
FORMER COMPANY:
FORMER CONFORMED NAME: CATHAY BANCORP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIU TING Y
CENTRAL INDEX KEY: 0001186009
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31830
FILM NUMBER: 17622978
MAIL ADDRESS:
STREET 1: CATHAY GENERAL BANCORP
STREET 2: 777 NORTH BROADWAY
CITY: LOS ANGELES
STATE: CA
ZIP: 90012
4
1
rdgdoc.xml
FORM 4
X0306
4
2017-02-16
0000861842
CATHAY GENERAL BANCORP
CATY
0001186009
LIU TING Y
777 NORTH BROADWAY
LOS ANGELES
CA
90012
1
Common Stock
2017-02-16
4
S
0
13000
39.04
D
353664
I
Family Trust
Common Stock
15549
D
The amount of securities beneficially owned by the Reporting Person reflects the disposition of 13,000 shares on February 16, 2017 in exchange for interests in a limited partnership fund. The total outstanding also reflects the sale by the Reporting Person of 5,000 Cathay General Bancorp shares for $27.00 per share on November 26, 2013, which the Reporting Person had inadvertently failed to report previously.
/s/ Monica Chen, attorney-in-fact
2017-02-17