0001437749-17-002802.txt : 20170217 0001437749-17-002802.hdr.sgml : 20170217 20170217191835 ACCESSION NUMBER: 0001437749-17-002802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170216 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATHAY GENERAL BANCORP CENTRAL INDEX KEY: 0000861842 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 954274680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 N BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 BUSINESS PHONE: 2136254700 MAIL ADDRESS: STREET 1: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 FORMER COMPANY: FORMER CONFORMED NAME: CATHAY BANCORP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIU TING Y CENTRAL INDEX KEY: 0001186009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31830 FILM NUMBER: 17622978 MAIL ADDRESS: STREET 1: CATHAY GENERAL BANCORP STREET 2: 777 NORTH BROADWAY CITY: LOS ANGELES STATE: CA ZIP: 90012 4 1 rdgdoc.xml FORM 4 X0306 4 2017-02-16 0000861842 CATHAY GENERAL BANCORP CATY 0001186009 LIU TING Y 777 NORTH BROADWAY LOS ANGELES CA 90012 1 Common Stock 2017-02-16 4 S 0 13000 39.04 D 353664 I Family Trust Common Stock 15549 D The amount of securities beneficially owned by the Reporting Person reflects the disposition of 13,000 shares on February 16, 2017 in exchange for interests in a limited partnership fund. The total outstanding also reflects the sale by the Reporting Person of 5,000 Cathay General Bancorp shares for $27.00 per share on November 26, 2013, which the Reporting Person had inadvertently failed to report previously. /s/ Monica Chen, attorney-in-fact 2017-02-17